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SYSCO CORP — Director's Dealing 2013
Mar 14, 2013
30076_dirs_2013-03-14_5534a437-5b47-4689-9155-6a2dceb663f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYSCO CORP (SYY)
CIK: 0000096021
Period of Report: 2013-03-12
Reporting Person: ELMER G MITCHELL (SVP; Controller; CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-12 | Common Stock | M | 7700 | $27.44 | Acquired | 44035 | Direct |
| 2013-03-12 | Common Stock | M | 8400 | $28.87 | Acquired | 52435 | Direct |
| 2013-03-12 | Common Stock | M | 11666 | $27.65 | Acquired | 64101 | Direct |
| 2013-03-12 | Common Stock | S | 27766 | $33.28 | Disposed | 36335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-12 | Stock Options (Right to Buy) | $27.44 | M | 7700 | Disposed | 2016-11-09 | Common Stock (7700) | Direct |
| 2013-03-12 | Stock Options (Right to Buy) | $28.87 | M | 8400 | Disposed | 2017-11-10 | Common Stock (8400) | Direct |
| 2013-03-12 | Stock Options (Right to Buy) | $27.65 | M | 11666 | Disposed | 2018-11-14 | Common Stock (11666) | Direct |
Footnotes
F1: Reflects weighted average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.31, inclusive. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F2: Includes 16,275 restricted stock units that may be settled solely by delivery of an equal number of shares of common stock.
F3: One-fifth of the shares covered by the grant vest and are exercisable on 11/10/2010, 11/10/2011, 11/10/2012, 11/10/2013 and 11/10/2014, respectively. No options may be exercised prior to 11/10/2010.
F4: One-fifth of the shares covered by the grant vest and are exercisable on 11/11/2011, 11/11/2012, 11/11/2013, 11/11/2014 and 11/11/2015, respectively. No options may be exercised prior to 11/11/2011.
F5: One-fifth of the shares covered by the grant vest and are exercisable on 11/15/2012, 11/15/2013, 11/15/2014, 11/15/2015 and 11/15/2016, respectively. No options may be exercised prior to 11/15/2012.
F6: Options were granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan.