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SYSCO CORP — Director's Dealing 2013
May 17, 2013
30076_dirs_2013-05-17_28a14ed1-dbf0-43a1-b632-ee5a076e08c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYSCO CORP (SYY)
CIK: 0000096021
Period of Report: 2013-05-15
Reporting Person: Day William B. (EVP, Merch & Supply Chain Mgt)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-15 | Common Stock | M | 528 | $24.99 | Acquired | 38901 | Indirect |
| 2013-05-15 | Common Stock | M | 13000 | $33.39 | Acquired | 51901 | Indirect |
| 2013-05-15 | Common Stock | S | 13528 | $35.107 | Disposed | 38373 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-15 | Stock Options (Right to buy) | $24.99 | M | 528 | Disposed | 2015-11-10 | Common Stock (528) | Indirect |
| 2013-05-15 | Stock Options (Right to buy) | $33.39 | M | 13000 | Disposed | 2014-11-12 | Common Stock (13000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 64699 | Direct |
Footnotes
F1: Includes 24,932 restricted stock units that may be settled solely by delivery of an equal number of shares of common stock.
F2: Reflects weighted average price. Range of prices were between $35.10 and $35.112. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F3: Includes 17,220 restricted stock units that may be settled solely by delivery of an equal number of shares of common stock
F4: One-fifth of the shares covered by the grant vest and are exercisable on 11/11/2009, 11/11/2010, 11/11/2011, 11/11/2012 and 11/11/2013, respectively. No options may be exercised prior to 11/11/2009. Options will expire on 11/10/2015.
F5: Shares are fully exercisable.
F6: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.