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SYPRIS SOLUTIONS INC — Director's Dealing 2007
Jun 13, 2007
34630_dirs_2007-06-13_7164ab66-11b4-4754-92c8-a876cfdad109.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYPRIS SOLUTIONS INC (SYPR)
CIK: 0000864240
Period of Report: 2007-06-12
Reporting Person: PETERSEN SIDNEY R/CA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-06-12 | Common Stock | A | 768 | — | Acquired | 14272 | Direct |
| 2007-06-12 | Common Stock | A | 648 | — | Acquired | 14920 | Direct |
| 2007-06-12 | Common Stock | A | 1761 | — | Acquired | 16681 | Direct |
| 2007-06-12 | Common Stock | A | 475 | — | Acquired | 17156 | Direct |
| 2007-06-12 | Common Stock | A | 564 | — | Acquired | 17720 | Direct |
| 2007-06-12 | Common Stock | A | 597 | — | Acquired | 18317 | Direct |
| 2007-06-12 | Common Stock | A | 1712 | — | Acquired | 20029 | Direct |
| 2007-06-12 | Common Stock | A | 397 | — | Acquired | 20426 | Direct |
| 2007-06-12 | Common Stock | A | 2554 | — | Disposed | 22980 | Direct |
| 2007-06-12 | Common Stock | A | 1630 | — | Acquired | 24610 | Direct |
| 2007-06-12 | Common Stock | A | 1336 | — | Acquired | 25946 | Direct |
| 2007-06-12 | Common Stock | A | 383 | — | Acquired | 26329 | Direct |
| 2007-06-12 | Common Stock | A | 2923 | — | Acquired | 29252 | Direct |
| 2007-06-12 | Common Stock | A | 1506 | — | Acquired | 30758 | Direct |
| 2007-06-12 | Common Stock | A | 2860 | — | Acquired | 33618 | Direct |
| 2007-06-12 | Common Stock | A | 396 | — | Acquired | 34014 | Direct |
| 2007-06-12 | Common Stock | A | 505 | — | Acquired | 34519 | Direct |
| 2007-06-12 | Common Stock | A | 2766 | — | Acquired | 37285 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-06-12 | Option (Right to Buy) | $8.00 | D | 1914 | Disposed | 2011-07-01 | Common Stock (1914) | Direct |
| 2007-06-12 | Option (Right to Buy) | $8.00 | D | 2653 | Disposed | 2008-09-27 | Common Stock (2653) | Direct |
| 2007-06-12 | Option (Right to Buy) | $8.35 | D | 3375 | Disposed | 2016-09-30 | Common Stock (3375) | Direct |
| 2007-06-12 | Option (Right to Buy) | $8.50 | D | 2403 | Disposed | 2008-06-28 | Common Stock (2403) | Direct |
| 2007-06-12 | Option (Right to Buy) | $8.75 | D | 1645 | Disposed | 2010-10-01 | Common Stock (1645) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.00 | D | 2037 | Disposed | 2009-12-31 | Common Stock (2037) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.13 | D | 10000 | Disposed | 2008-06-23 | Common Stock (10000) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.19 | D | 1567 | Disposed | 2009-06-27 | Common Stock (1567) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.30 | D | 6000 | Disposed | 2013-04-28 | Common Stock (6000) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.43 | D | 3312 | Disposed | 2016-03-31 | Common Stock (3312) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.45 | D | 2694 | Disposed | 2016-06-30 | Common Stock (2694) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.63 | D | 1496 | Disposed | 2009-09-26 | Common Stock (1496) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.63 | D | 10000 | Disposed | 2010-05-01 | Common Stock (10000) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.98 | D | 3161 | Disposed | 2015-12-30 | Common Stock (3161) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.98 | D | 6000 | Disposed | 2015-12-30 | Common Stock (6000) | Direct |
| 2007-06-12 | Option (Right to Buy) | $10.00 | D | 1439 | Disposed | 2010-03-28 | Common Stock (1439) | Direct |
| 2007-06-12 | Option (Right to Buy) | $10.00 | D | 1441 | Disposed | 2011-09-30 | Common Stock (1441) | Direct |
| 2007-06-12 | Option (Right to Buy) | $10.01 | D | 6000 | Disposed | 2015-04-25 | Common Stock (6000) | Direct |
Footnotes
F1: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 2, 2001 to the reporting person. In exchange for this option grant the reporting person received 768 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F2: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on September 28, 1998 to the reporting person. In exchange for this option grant the reporting person received 648 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F3: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2006 to the reporting person. In exchange for this option grant the reporting person received 1,761 shares of common stock, valued at the FMV on the date of the commencement of Offer, May 14, 2007.
F4: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on June 29, 1998 to the reporting person. In exchange for this option grant the reporting person received 475 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F5: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 2, 2000 to the reporting person. In exchange for this option grant the reporting person received 564 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F6: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on January 1, 2000 to the reporting person. In exchange for this option grant the reporting person received 597 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F7: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on June 24, 1998 to the reporting person. In exchange for this option grant the reporting person received 1,712 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F8: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on June 28, 1999 to the reporting person. In exchange for this option grant the reporting person received 397 shares of common stock , valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F9: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 29, 2003 to the reporting person. In exchange for this option grant the reporting person received 2,554 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F10: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 1, 2006 to the reporting person. In exchange for this option grant the reporting person received 1,630 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F11: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 1, 2006 to the reporting person. In exchange for this option grant the reporting person received 1,336 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F12: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on September 27, 1999 to the reporting person. In exchange for this option grant the reporting person received 383 shares of common stock , valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F13: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on May 2, 2000 to the reporting person. In exchange for this option grant the reporting person received 2,923 shares of common stock , valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F14: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on December 31, 2005 to the reporting person. In exchange for this option grant the reporting person received 1,506 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F15: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on December 31, 2005 to the reporting person. In exchange for this option grant the reporting person received 2,860 shares of common stock , valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F16: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on March 27, 2000 to the reporting person. In exchange for this option grant the reporting person received 396 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F17: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2001 to the reporting person. In exchange for this option grant the reporting person received 505 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F18: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 26, 2005 to the reporting person. In exchange for this option grant the reporting person received 2,766 shares of common stock , valued at the FMV on the date of the commencement of the Offer, May 14, 2007.