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SYPRIS SOLUTIONS INC — Director's Dealing 2007
Jun 13, 2007
34630_dirs_2007-06-13_18ec734b-96ac-4751-b082-37f6513d98f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYPRIS SOLUTIONS INC (SYPR)
CIK: 0000864240
Period of Report: 2007-06-12
Reporting Person: SROKA ROBERT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-06-12 | Common Stock | A | 539 | — | Acquired | 7453 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-06-12 | Option (Right to Buy) | $17.25 | D | 1704 | Disposed | 2014-03-31 | Common Stock (1704) | Direct |
| 2007-06-12 | Option (Right to Buy) | $19.00 | D | 6000 | Disposed | 2012-05-06 | Common Stock (6000) | Direct |
| 2007-06-12 | Option (Right to Buy) | $20.70 | D | 4500 | Disposed | 2014-04-26 | Common Stock (4500) | Direct |
| 2007-06-12 | Option (Right to Buy) | $7.90 | A | 3745 | Acquired | 2011-05-13 | Common Stock (3745) | Direct |
| 2007-06-12 | Option (Right to Buy) | $7.90 | A | 3568 | Acquired | 2011-05-13 | Common Stock (3568) | Direct |
Footnotes
F31: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 1, 2004 to the reporting person. In exchange for this option grant the reporting person received 539 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F32: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on May 7, 2002 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 3,745 shares having an exercise price equal to $7.90.
F33: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 27, 2004 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 3,568 shares having an exercise price equal to $7.90.