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SYPRIS SOLUTIONS INC — Director's Dealing 2007
Jun 13, 2007
34630_dirs_2007-06-13_e639a961-6f1d-40bf-9dc2-7d29bc454b35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYPRIS SOLUTIONS INC (SYPR)
CIK: 0000864240
Period of Report: 2007-06-12
Reporting Person: Brinkley John F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-06-12 | Common Stock | A | 1434 | — | Acquired | 3142 | Direct |
| 2007-06-12 | Common Stock | A | 2860 | — | Acquired | 6002 | Direct |
| 2007-06-12 | Common Stock | A | 4610 | — | Acquired | 10612 | Direct |
| 2007-06-12 | Common Stock | A | 960 | — | Acquired | 11572 | Direct |
| 2007-06-12 | Common Stock | A | 1115 | — | Acquired | 12687 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-06-12 | Option (Right to Buy) | $8.35 | D | 2722 | Disposed | 2016-09-30 | Common Stock (2722) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.43 | D | 2894 | Disposed | 2016-03-31 | Common Stock (2894) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.45 | D | 3527 | Disposed | 2016-06-30 | Common Stock (3527) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.98 | D | 3009 | Disposed | 2015-12-30 | Common Stock (3009) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.98 | D | 6000 | Disposed | 2015-12-30 | Common Stock (6000) | Direct |
| 2007-06-12 | Option (Right to Buy) | $10.01 | D | 10000 | Disposed | 2015-04-25 | Common Stock (10000) | Direct |
| 2007-06-12 | Option (Right to Buy) | $10.74 | D | 2105 | Disposed | 2015-09-30 | Common Stock (2105) | Direct |
| 2007-06-12 | Option (Right to Buy) | $11.92 | D | 2594 | Disposed | 2015-06-30 | Common Stock (2594) | Direct |
| 2007-06-12 | Option (Right to Buy) | $7.90 | A | 4008 | Acquired | 2011-05-13 | Common Stock (4008) | Direct |
| 2007-06-12 | Option (Right to Buy) | $7.90 | A | 4018 | Acquired | 2011-05-13 | Common Stock (4018) | Direct |
| 2007-06-12 | Option (Right to Buy) | $7.90 | A | 4935 | Acquired | 2011-05-13 | Common Stock (4935) | Direct |
Footnotes
F1: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2006 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 4,008 shares having an exercise price equal to $7.90.
F2: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 1, 2006 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 4,018 shares having an exercise price equal to $7.90.
F3: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 1, 2006 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 4,935 shares having an exercise price equal to $7.90.
F4: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on December 31, 2005 to the reporting person. In exchange for this option grant the reporting person received 1,434 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F5: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on December 31, 2005 to the reporting person. In exchange for this option grant the reporting person received 2,860 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F6: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 26, 2005 to the reporting person. In exchange for this option grant the reporting person received 4,610 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F7: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2005 to the reporting person. In exchange for this option grant the reporting person received 960 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F8: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 1, 2005 to the reporting person. In exchange for this option grant the reporting person received 1,115 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.