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SYPRIS SOLUTIONS INC — Director's Dealing 2007
Jun 14, 2007
34630_dirs_2007-06-14_48cb3479-b00f-422f-9c95-1e10144baf7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYPRIS SOLUTIONS INC (SYPR)
CIK: 0000864240
Period of Report: 2007-06-12
Reporting Person: FERKO WILLIAM G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-06-12 | Common Stock | A | 1667 | — | Acquired | 7153 | Direct |
| 2007-06-12 | Common Stock | A | 1392 | — | Acquired | 8545 | Direct |
| 2007-06-12 | Common Stock | A | 1765 | — | Acquired | 10310 | Direct |
| 2007-06-12 | Common Stock | A | 1239 | — | Acquired | 11549 | Direct |
| 2007-06-12 | Common Stock | A | 2860 | — | Acquired | 14409 | Direct |
| 2007-06-12 | Common Stock | A | 691 | — | Acquired | 15100 | Direct |
| 2007-06-12 | Common Stock | A | 1070 | — | Acquired | 16170 | Direct |
| 2007-06-12 | Common Stock | A | 998 | — | Acquired | 17168 | Direct |
| 2007-06-12 | Common Stock | A | 1093 | — | Acquired | 18261 | Direct |
| 2007-06-12 | Common Stock | A | 3655 | — | Acquired | 21916 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-06-12 | Option (Right to Buy) | $8.35 | D | 3194 | Disposed | 2016-09-30 | Common Stock (3194) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.43 | D | 2830 | Disposed | 2016-03-31 | Common Stock (2830) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.45 | D | 3559 | Disposed | 2016-06-30 | Common Stock (3559) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.98 | D | 2599 | Disposed | 2015-12-30 | Common Stock (2599) | Direct |
| 2007-06-12 | Option (Right to Buy) | $9.98 | D | 6000 | Disposed | 2015-12-30 | Common Stock (6000) | Direct |
| 2007-06-12 | Option (Right to Buy) | $10.01 | D | 1500 | Disposed | 2015-04-25 | Common Stock (1500) | Direct |
| 2007-06-12 | Option (Right to Buy) | $10.33 | D | 2362 | Disposed | 2015-03-31 | Common Stock (2362) | Direct |
| 2007-06-12 | Option (Right to Buy) | $10.74 | D | 2189 | Disposed | 2015-09-30 | Common Stock (2189) | Direct |
| 2007-06-12 | Option (Right to Buy) | $11.92 | D | 2543 | Disposed | 2015-06-30 | Common Stock (2543) | Direct |
| 2007-06-12 | Option (Right to Buy) | $15.31 | D | 10000 | Disposed | 2014-12-31 | Common Stock (10000) | Direct |
Footnotes
F1: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2006 to the reporting person. In exchange for this option grant the reporting person received 1,667 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F2: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 1, 2006 to the reporting person. In exchange for this option grant the reporting person received 1,392 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F3: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 1, 2006 to the reporting person. In exchange for this option grant the reporting person received 1,765 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F4: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on December 31, 2005 to the reporting person. In exchange for this option grant the reporting person received 1,239 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F5: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on December 31, 2005 to the reporting person. In exchange for this option grant the reporting person received 2,860 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F6: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 26, 2005 to the reporting person. In exchange for this option grant the reporting person received 691 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F7: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 1, 2005 to the reporting person. In exchange for this option grant the reporting person received 1,070 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F8: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2005 to the reporting person. In exchange for this option grant the reporting person received 998 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F9: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 1, 2005 to the reporting person. In exchange for this option grant the reporting person received 1,093 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.
F10: On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on January 1, 2005 to the reporting person. In exchange for this option grant the reporting person received 3,655 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007.