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SYNLOGIC, INC. — Director's Dealing 2015
Oct 6, 2015
35028_dirs_2015-10-06_f36e6bd7-1cb5-44d5-85db-f5cc8458dceb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mirna Therapeutics, Inc. (MIRN)
CIK: 0001527599
Period of Report: 2015-10-05
Reporting Person: KOLLURI KRISHNA KITTU (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-05 | Common Stock | C | 1241650 | — | Acquired | 1241650 | Indirect |
| 2015-10-06 | Common Stock | J | 257516 | $0.00 | Acquired | 1499166 | Indirect |
| 2015-10-05 | Common Stock | C | 583559 | — | Acquired | 2082725 | Indirect |
| 2015-10-06 | Common Stock | J | 31650 | $0.00 | Acquired | 2114375 | Indirect |
| 2015-10-06 | Common Stock | P | 857142 | $7.00 | Acquired | 2971517 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-05 | Series C Preferred Stock | $ | C | 1241650 | Disposed | Common Stock (1241650) | Indirect | |
| 2015-10-05 | Series D Preferred Stock | $ | C | 583559 | Disposed | Common Stock (583559) | Indirect |
Footnotes
F1: Each share of Series C Preferred Stock automatically converted on a one-to-one basis into Common Stock upon the consummation of the Issuer's initial public offering.
F2: The Reporting Person is a director of NEA 14 GP, LTD, which is the sole general partner of NEA Partners 14, L.P. ("NEA Partners 14"). NEA Partners 14 is the sole general partner of New Enterprise Associates 14, L.P. ("NEA 14"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 shares in which the Reporting Person has no pecuniary interest.
F3: The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series C Preferred Stock of the Company.
F4: Each share of Series D Preferred Stock automatically converted on a one-to-one basis into Common Stock upon the consummation of the Issuer's initial public offering.
F5: The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series D Preferred Stock of the Company.
F6: Due to a clerical error, the Reporting Person's Form 3 which previously reported the holding of these shares understated his total by one (1) share.
F7: The expiration date is not relevant to the conversion of these securities.