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SYNLOGIC, INC. — Director's Dealing 2015
Oct 6, 2015
35028_dirs_2015-10-06_03ecf28f-8bff-4509-85c1-c821288da06c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mirna Therapeutics, Inc. (MIRN)
CIK: 0001527599
Period of Report: 2015-10-05
Reporting Person: Sofinnova Venture Partners VIII, L.P. (10% Owner)
Reporting Person: Sofinnova Management VIII, L.L.C. (10% Owner)
Reporting Person: HEALY JAMES (10% Owner)
Reporting Person: AKKARAJU SRINIVAS (10% Owner)
Reporting Person: Mehra Anand (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-05 | Common Stock | C | 1244269 | — | Acquired | 1244269 | Direct |
| 2015-10-05 | Common Stock | C | 583559 | — | Acquired | 1827828 | Direct |
| 2015-10-06 | Common Stock | J | 289841 | — | Acquired | 2117669 | Direct |
| 2015-10-06 | Common Stock | P | 857142 | $7 | Acquired | 2974811 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-05 | Series C Preferred Stock | $ | C | 1244269 | Disposed | Common Stock (1244269) | Direct | |
| 2015-10-05 | Series D Preferred Stock | $ | C | 583559 | Disposed | Common Stock (583559) | Direct |
Footnotes
F1: Each share of Series C and Series D Preferred Stock automatically converted on a one-to-one basis into Common Stock immediately prior to the consummation of the Issuer's initial public offering.
F2: The shares are held by Sofinnova Venture Partners VIII, L.P. ("SVP VIII"). Sofinnova Management VIII, L.L.C. ("SM VIII") is the general partner of SVP VIII. The individual Managers, or the Managing Members, of SM VIII are Michael Powell, James Healy, Srinivas Akkaraju and Anand Mehra. The Managers share voting and dispositive power with regard to the shares held directly by SVP VIII. Such persons and entities disclaim beneficial ownership over the shares owned by SVP VIII except to the extent of any pecuniary interest therein.
F3: The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series C and Series D Preferred Stock of the Company.
F4: The expiration date is not relevant to the conversion of the securities.
F5: Due to a clerical error, the Reporting Persons' Form 3 which previously reported the holding of these shares understated his total by one (1) share.