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Synchrony Financial — Director's Dealing 2021
Jun 24, 2021
30169_dirs_2021-06-24_fa71ca02-8b5e-4bb2-b0e6-e37d169b736c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2021-06-14
Reporting Person: Schaller Bart (See remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48994 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $23.0 | 2024-07-31 | Common Stock (29985.0) | Direct | |
| Employee Stock Option (right to buy) | $24.55 | 2024-09-17 | Common Stock (4644.0) | Direct | |
| Employee Stock Option (right to buy) | $30.41 | 2025-04-01 | Common Stock (6422.0) | Direct | |
| Employee Stock Option (right to buy) | $29.33 | 2026-04-01 | Common Stock (8681.0) | Direct | |
| Employee Stock Option (right to buy) | $34.3 | 2027-04-01 | Common Stock (14453.0) | Direct | |
| Employee Stock Option (right to buy) | $33.53 | 2028-04-01 | Common Stock (14548.0) | Direct |
Footnotes
F1: Represents 15,693 shares of Synchrony Financial ("Company") common stock, 14,123 restricted stock units that will vest on March 1, 2022, 3,285 restricted stock units that will vest on April 1, 2022, 10,047 restricted stock units that will vest on March 1, 2023, 1,702 restricted stock units that will vest on April 1, 2023, and 4,145 restricted stock units that will vest on March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2: The reporting person was awarded employee stock options on July 31, 2014, which vested on the fourth anniversary of the grant date.
F3: The reporting person was awarded employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F4: The reporting person was awarded employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F5: The reporting person was awarded employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F6: The reporting person was awarded employee stock options on April 1, 2017, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F7: The reporting person was awarded employee stock options on April 1, 2018, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.