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Synchrony Financial — Director's Dealing 2021
Jun 30, 2021
30169_dirs_2021-06-30_f821f8ca-1f73-43b0-9d96-6fbe47908ce2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2021-06-28
Reporting Person: Schaller Bart (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-28 | Common Stock | M | 29985 | $23 | Acquired | 78979 | Direct |
| 2021-06-28 | Common Stock | S | 29985 | $49.63 | Disposed | 48994 | Direct |
| 2021-06-28 | Common Stock | S | 11242 | $49.63 | Disposed | 37752 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-28 | Employee Stock Option (right to buy) | $23.0 | M | 29985 | Disposed | 2024-07-31 | Common Stock (29985.0) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.
F2: The reporting person was awarded employee stock options on July 31, 2014, which vested on the fourth anniversary of the grant date.
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