Synchrony Financial — Director's Dealing 2021

Sep 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2021-09-01

Reporting Person: Whynott Paul (See remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-01	Common Stock	M	10007	$30.41	Acquired	68905	Direct
2021-09-01	Common Stock	S	10007	$49.09	Disposed	58898	Direct
2021-09-01	Common Stock	M	13527	$29.33	Acquired	72425	Direct
2021-09-01	Common Stock	S	13527	$49.09	Disposed	58898	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-01	Employee Stock Option (right to buy)	$30.41	M	10007	Disposed	2025-04-01	Common Stock (10007.0)	Direct
2021-09-01	Employee Stock Option (right to buy)	$29.33	M	13527	Disposed	2026-04-01	Common Stock (13527.0)	Direct

Footnotes

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.

F2: The reporting person was awarded 10,007 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F3: The reporting person was awarded 13,527 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.