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Synchrony Financial — Director's Dealing 2021
Sep 3, 2021
30169_dirs_2021-09-03_e780b608-a17d-42df-a61c-60a3dd687530.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2021-09-01
Reporting Person: KEANE MARGARET M (Director, See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | M | 118087 | $29.33 | Acquired | 914287 | Direct |
| 2021-09-01 | Common Stock | S | 118087 | $49.09 | Disposed | 796200 | Direct |
| 2021-09-01 | Common Stock | S | 27660 | $49.18 | Disposed | 768540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | $29.33 | M | 118087 | Disposed | 2026-04-01 | Common Stock (118087.0) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.
F2: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
F3: The reporting person was awarded 118,087 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
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