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Synchrony Financial Director's Dealing 2021

Sep 3, 2021

30169_dirs_2021-09-03_d3aac135-eacc-4acd-ac97-00cbf36fc464.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2021-09-01

Reporting Person: MOTHNER JONATHAN S (See remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-01 Common Stock M 5966 $24.55 Acquired 143699 Direct
2021-09-01 Common Stock S 5966 $49.09 Disposed 137733 Direct
2021-09-01 Common Stock M 5435 $23 Acquired 143168 Direct
2021-09-01 Common Stock S 5435 $49.09 Disposed 137733 Direct
2021-09-01 Common Stock S 20000 $49.09 Disposed 117733 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-01 Employee Stock Option (right to buy) $24.55 M 5966 Disposed 2024-09-17 Common Stock (5966.0) Direct
2021-09-01 Employee Stock Option (right to buy) $23.0 M 5435 Disposed 2024-07-31 Common Stock (5435.0) Direct

Footnotes

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.

F2: The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.