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Synchrony Financial — Director's Dealing 2021
Sep 3, 2021
30169_dirs_2021-09-03_d3aac135-eacc-4acd-ac97-00cbf36fc464.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2021-09-01
Reporting Person: MOTHNER JONATHAN S (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | M | 5966 | $24.55 | Acquired | 143699 | Direct |
| 2021-09-01 | Common Stock | S | 5966 | $49.09 | Disposed | 137733 | Direct |
| 2021-09-01 | Common Stock | M | 5435 | $23 | Acquired | 143168 | Direct |
| 2021-09-01 | Common Stock | S | 5435 | $49.09 | Disposed | 137733 | Direct |
| 2021-09-01 | Common Stock | S | 20000 | $49.09 | Disposed | 117733 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Employee Stock Option (right to buy) | $24.55 | M | 5966 | Disposed | 2024-09-17 | Common Stock (5966.0) | Direct |
| 2021-09-01 | Employee Stock Option (right to buy) | $23.0 | M | 5435 | Disposed | 2024-07-31 | Common Stock (5435.0) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.
F2: The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
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