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SYNCHRONOSS TECHNOLOGIES INC — Director's Dealing 2022
Jun 3, 2022
34427_dirs_2022-06-02_16f8c69d-4d5b-4eb7-862f-ce7264e2a579.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNCHRONOSS TECHNOLOGIES INC (SNCR)
CIK: 0001131554
Period of Report: 2022-05-31
Reporting Person: B. Riley Financial, Inc. (10% Owner)
Reporting Person: B. Riley Securities, Inc. (10% Owner)
Reporting Person: RILEY BRYANT R (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-31 | Common Stock | P | 12299 | $1.50 | Acquired | 12020181 | Indirect |
| 2022-06-01 | Common Stock | P | 25175 | $1.50 | Acquired | 12045356 | Indirect |
| 2022-06-02 | Common Stock | P | 1783 | $1.5 | Acquired | 12047139 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 913774 | Direct |
| Common Stock | 2457 | Indirect |
| Common Stock | 2457 | Indirect |
| Common Stock | 2457 | Indirect |
| Common Stock | 2457 | Indirect |
Footnotes
F1: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley.
F2: BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS.
F3: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
F4: Represents shares held directly by Bryant R. Riley.
F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.495 to $1.50, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.