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Symbotic Inc. — Director's Dealing 2023
Jan 4, 2023
30185_dirs_2023-01-04_b1ffe65f-dc43-445c-a742-f50cbe29dc45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Symbotic Inc. (SYM)
CIK: 0001837240
Period of Report: 2023-01-01
Reporting Person: Dunn Michael David (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-01 | Class A Common Stock | M | 99156 | — | Acquired | 244095 | Direct |
| 2023-01-01 | Class A Common Stock | F | 39699 | $11.94 | Disposed | 204396 | Direct |
| 2023-01-01 | Class A Common Stock | M | 15333 | — | Acquired | 219729 | Direct |
| 2023-01-01 | Class A Common Stock | F | 6034 | $11.94 | Disposed | 213695 | Direct |
| 2023-01-01 | Class A Common Stock | M | 10996 | — | Acquired | 224691 | Direct |
| 2023-01-01 | Class A Common Stock | F | 4327 | $11.94 | Disposed | 220364 | Direct |
| 2023-01-03 | Class A Common Stock | M | 99156 | — | Acquired | 319520 | Direct |
| 2023-01-03 | Class A Common Stock | F | 39018 | $12.04 | Disposed | 280502 | Direct |
| 2023-01-03 | Class A Common Stock | M | 15333 | — | Acquired | 295835 | Direct |
| 2023-01-03 | Class A Common Stock | F | 6034 | $12.04 | Disposed | 289801 | Direct |
| 2023-01-03 | Class A Common Stock | M | 10996 | — | Acquired | 300797 | Direct |
| 2023-01-03 | Class A Common Stock | F | 4327 | $12.04 | Disposed | 296470 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-01 | Restricted Stock Units | $ | M | 99156 | Disposed | Class A Common Stock (99156.0) | Direct | |
| 2023-01-01 | Restricted Stock Units | $ | M | 15333 | Disposed | Class A Common Stock (15333.0) | Direct | |
| 2023-01-01 | Restricted Stock Units | $ | M | 10996 | Disposed | Class A Common Stock (10996.0) | Direct | |
| 2023-01-03 | Restricted Stock Units | $ | M | 99156 | Disposed | Class A Common Stock (99156.0) | Direct | |
| 2023-01-03 | Restricted Stock Units | $ | M | 15333 | Disposed | Class A Common Stock (15333.0) | Direct | |
| 2023-01-03 | Restricted Stock Units | $ | M | 10996 | Disposed | Class A Common Stock (10996.0) | Direct |
Footnotes
F1: Restricted stock units convert into Class A common stock on a one-for-one basis.
F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
F3: On August 17, 2022, the reporting person was granted 396,625 restricted stock units that vest as follows: 1/2 of the restricted stock units vest on January 1, 2023, and the remaining 1/2 of the restricted stock units vest on January 1, 2024, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. The restricted stock units that vested on January 1, 2023 were released in two tranches: 99,156 released on January 1, 2023 and 99,156 released on January 3, 2023.
F4: On August 17, 2022, the reporting person was granted 92,000 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on January 1, 2023, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. The restricted stock units that vested on January 1, 2023 were released in two tranches: 15,333 released on January 1, 2023 and 15,333 released on January 3, 2023.
F5: On August 17, 2022, the reporting person was granted 87,970 restricted stock units that vest as follows: 1/4 of the restricted stock units vest on January 1, 2023, and 1/16 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. The restricted stock units that vested on January 1, 2023 were released in two tranches: 10,996 released on January 1, 2023 and 10,996 released on January 3, 2023.