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Sweetgreen, Inc. — Director's Dealing 2024
Nov 27, 2024
32269_dirs_2024-11-27_81cc3e9f-5839-4fd2-a479-d2cfae268e8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sweetgreen, Inc. (SG)
CIK: 0001477815
Period of Report: 2024-11-25
Reporting Person: Ru Nathaniel (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-25 | Class A Common Stock | C | 11558 | — | Acquired | 11558 | Indirect |
| 2024-11-25 | Class A Common Stock | S | 11558 | $45 | Disposed | 0 | Indirect |
| 2024-11-25 | Class A Common Stock | M | 14446 | $.96 | Acquired | 1966575 | Direct |
| 2024-11-25 | Class A Common Stock | S | 14446 | $45 | Disposed | 1952129 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-25 | Class B Common Stock | $ | C | 11558 | Disposed | Class A Common Stock (11558) | Indirect | |
| 2024-11-25 | Stock Option (Right to Buy) | $0.96 | M | 14446 | Disposed | 2024-12-08 | Class A Common Stock (14446) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (180904) | 180904 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (400000) | 400000 | Indirect |
Footnotes
F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.
F2: The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016.
F3: Shares sold pursuant to a 10b5-1 plan dated June 10, 2024.
F4: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.03. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Includes 1,800,000 shares subject to restricted stock units that vest over time and if and to the extent the issuer's stock price reaches specified levels.
F6: Fully vested.
F7: The shares are held by Jonathan Neman, as Trustee of the Nathaniel Espinoza Ru 2014 GRAT.
F8: The shares are held by the Ru Descendants Trust U/T/A dated September 17, 2021.