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SURMODICS INC Director's Dealing 2023

Jan 3, 2023

32845_dirs_2023-01-03_afbabbf3-8343-450e-8520-1a4d17b0c533.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2022-12-31

Reporting Person: KALICH RONALD B SR (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-31 Common Stock A 523 $34.12 Acquired 30702 Direct

Footnotes

F1: The reporting person elected to receive vested deferred stock units (DSUs) in lieu of quarterly cash retainer payments. The DSUs are settled in shares of the issuer's common stock as described below.

F2: The amount beneficially owned includes 10,113 restricted stock units (RSUs) that vest on service-based vesting dates and 12,539 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.