SURMODICS INC — Director's Dealing 2023

Feb 13, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2023-02-09

Reporting Person: KALICH RONALD B SR (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-09	Common Stock	A	1984	$0.00	Acquired	32686	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-02-09	Stock Option (right to buy)	$28.98	A	4674	Acquired	2030-02-09	Common Stock (4674)	Direct

Footnotes

F1: The amount beneficially owned includes 12,097 restricted stock units (RSUs) that vest on service-based vesting dates and 12,539 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.

F2: The stock options vest ratably on a monthly basis and become fully vested on February 9, 2024, the 12-month anniversary of the grant date.