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SURMODICS INC Director's Dealing 2023

Nov 17, 2023

32845_dirs_2023-11-17_fb8a6312-fdeb-4033-a7cf-7924f8edba0f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2023-11-15

Reporting Person: Stich Joseph J. (SVP HR and IVD)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-15 Common Stock M 17121 $23.95 Acquired 72433 Direct
2023-11-15 Common Stock F 14583 $33.82 Disposed 57850 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-15 Employee Stock Option (right to buy) $23.95 M 17121 Disposed 2023-11-30 Common Stock (17121) Direct

Footnotes

F1: Includes 453 shares acquired through the Employee Stock Purchase Plan for the phase ending 2/28/23 and 462 shares acquired for the phase ending 8/31/23.

F2: Fully vested.