SURMODICS INC — Director's Dealing 2022

Dec 2, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2022-11-30

Reporting Person: Weber Gordon S. (Sr. VP of Legal, GC and Sec.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-30	Common Stock	F	437	$36.13	Disposed	10705	Direct
2022-11-30	Common Stock	F	465	$36.13	Disposed	10240	Direct
2022-11-30	Common Stock	A	5535	$0.00	Acquired	16077	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-11-30	Employee Stock Option (right to buy)	$36.13	A	19243	Acquired	2029-11-30	Common Stock (19243)	Direct

Footnotes

F1: Includes 302 shares acquired through the Employee Stock Purchase Plan for the phase ending 8/31/22.

F2: The award vests in four equal installments on each of the first four anniversaries of the November 30, 2022 grant date.