SURMODICS INC — Director's Dealing 2021

Mar 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2021-02-26

Reporting Person: OLSON CHARLES W (Senior VP of Bus Dev, Med Dev)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-26	Common Stock	M	3569	$21.03	Acquired	46674	Direct
2021-02-26	Common Stock	M	9964	$20.25	Acquired	56638	Direct
2021-02-26	Common Stock	F	9139	$52.15	Disposed	47499	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-26	Employee Stock Option (right to buy)	$21.03	M	3569	Disposed	2021-12-02	Common Stock (3569)	Direct
2021-02-26	Employee Stock Option (right to buy)	$20.25	M	9964	Disposed	2022-12-17	Common Stock (9964)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	800	Indirect

Footnotes

F1: Fully vested.