SURMODICS INC — Director's Dealing 2021

Dec 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2021-11-30

Reporting Person: Weber Gordon S. (Sr. VP of Legal, GC and Sec.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-30	Common Stock	F	436	$43.93	Disposed	6713	Direct
2021-11-30	Common Stock	A	4552	$0.00	Acquired	11265	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-30	Employee Stock Option (right to buy)	$43.93	A	18337	Acquired	2028-11-30	Common Stock (18337)	Direct

Footnotes

F1: Includes 194 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2021.

F2: The award vests in four equal installments on each of the first four anniversaries of the November 30, 2021 grant date.