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SURMODICS INC Director's Dealing 2020

Nov 19, 2020

32845_dirs_2020-11-19_0f5b1fcb-15a3-4e81-a807-1dd04efca324.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2020-11-17

Reporting Person: BEDOYA JOSE H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-17 Common Stock M 3575 $22.58 Acquired 25325 Direct
2020-11-17 Common Stock F 2078 $38.86 Disposed 23247 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-17 Stock Option (right to buy) $22.58 M 3575 Disposed 2020-11-18 Common Stock (3575) Direct

Footnotes

F1: The amount beneficially owned includes 10,995 restricted stock units (RSUs) that vest on service-based vesting dates and 8,430 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.

F2: Fully vested.