SURMODICS INC — Director's Dealing 2018

Mar 29, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-03-27

Reporting Person: Arens Timothy J. (VP-Corporate Dev. and Strategy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-27	Common Stock	M	6633	$20.37	Acquired	42207	Direct
2018-03-27	Common Stock	M	6629	$22.58	Acquired	48836	Direct
2018-03-27	Common Stock	F	10258	$37.60	Disposed	38578	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-27	Employee Stock Option (right to buy)	$20.37	M	6633	Disposed	2019-12-12	Common Stock (6633)	Direct
2018-03-27	Employee Stock Option (right to buy)	$22.58	M	6629	Disposed	2020-11-18	Common Stock (6629)	Direct

Footnotes

F1: Fully vested.