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SURMODICS INC — Director's Dealing 2016
Aug 3, 2016
32845_dirs_2016-08-03_1dc2e692-7e7d-4c08-b739-a57fb0a9c59b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2016-08-01
Reporting Person: KNIGHT SUSAN E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-01 | Common Stock | M | 10000 | $22.35 | Acquired | 24140 | Direct |
| 2016-08-01 | Common Stock | F | 8260 | $27.06 | Disposed | 15880 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-01 | Director Stock Option (Right to Buy) | $22.35 | M | 10000 | Disposed | 2016-11-30 | Common Stock (10000) | Direct |
Footnotes
F1: The reporting person makes a payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or
vesting of a security issued in accordance with Rule 16b-3.
F2: The amount beneficially owned includes 5,693 restricted stock units (RSUs) that vest on service-based vesting dates that will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting persons' service as a director ends.
F3: This option is fully vested.
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