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SURMODICS INC Director's Dealing 2016

Aug 3, 2016

32845_dirs_2016-08-03_1dc2e692-7e7d-4c08-b739-a57fb0a9c59b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2016-08-01

Reporting Person: KNIGHT SUSAN E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-01 Common Stock M 10000 $22.35 Acquired 24140 Direct
2016-08-01 Common Stock F 8260 $27.06 Disposed 15880 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-01 Director Stock Option (Right to Buy) $22.35 M 10000 Disposed 2016-11-30 Common Stock (10000) Direct

Footnotes

F1: The reporting person makes a payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or
vesting of a security issued in accordance with Rule 16b-3.

F2: The amount beneficially owned includes 5,693 restricted stock units (RSUs) that vest on service-based vesting dates that will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting persons' service as a director ends.

F3: This option is fully vested.