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SURMODICS INC — Director's Dealing 2014
May 9, 2014
32845_dirs_2014-05-09_b4b7ac46-f64d-4d83-ab84-ee770d970a56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2013-12-31
Reporting Person: BRAINERD MARY K (Former Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-31 | Common Stock | A | 466 | $24.39 | Acquired | 4729 | Direct |
Footnotes
F1: The reporting person elected to receive vested deferred stock units (DSUs) in lieu of quarterly cash retainer payments. The DSUs are settled in shares of the issuer's common stock as described below.
F2: The amount beneficially owned includes 2,800 restricted stock units (RSUs) that vest on service-based vesting dates and 1,929 DSUs that are vested upon issuance, each of which was settled in shares of the issuer's common stock on a 1 for 1 basis to the extent vested when the reporting person's service as a director ended. Holdings shown are as of February 17, 2014, the reporting person's last day of service as a director of the issuer.