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SURMODICS INC — Director's Dealing 2014
May 9, 2014
32845_dirs_2014-05-09_110818e5-b5d8-4350-9199-eaa7485560e8.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2013-03-31
Reporting Person: BRAINERD MARY K (Former Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-31 | Common Stock | A | 417 | $27.25 | Acquired | 1889 | Direct |
| 2013-06-30 | Common Stock | A | 568 | $20.01 | Acquired | 2457 | Direct |
| 2013-09-30 | Common Stock | A | 478 | $23.78 | Acquired | 2935 | Direct |
| 2013-11-18 | Common Stock | A | 1328 | $0.00 | Acquired | 4263 | Direct |
Footnotes
F1: The reporting person elected to receive vested deferred stock units (DSUs) in lieu of quarterly cash retainer payments. The DSUs are settled in shares of the issuer's common stock as described below. While included in the Amount of Securities Beneficially Owned in the original Form 4, the receipt of these DSUs had been inadvertently omitted from the original Form 4.
F2: The amount beneficially owned includes 2,800 restricted stock units (RSUs) that vest on service-based vesting dates and 1,463 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.