Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SURMODICS INC Director's Dealing 2014

May 9, 2014

32845_dirs_2014-05-09_3e0b1257-21d9-47fc-be96-3a4d11a950fc.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2013-03-31

Reporting Person: BENSON JOHN W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-31 Common Stock A 431 $27.25 Acquired 5503 Direct
2013-06-30 Common Stock A 587 $20.01 Acquired 6090 Direct
2013-09-30 Common Stock A 494 $23.78 Acquired 6584 Direct
2013-11-18 Common Stock A 1328 $0.00 Acquired 7912 Direct

Footnotes

F1: The reporting person elected to receive vested deferred stock units (DSUs) in lieu of quarterly cash retainer payments. The DSUs are settled in shares of the issuer's common stock as described below. While included in the Amount of Securities Beneficially Owned in the original Form 4, the receipt of these DSUs had been inadvertently omitted from the original Form 4.

F2: The amount beneficially owned includes 2,800 restricted stock units (RSUs) that vest on service-based vesting dates and 1,512 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.