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SURMODICS INC Director's Dealing 2013

Nov 20, 2013

32845_dirs_2013-11-20_07765e19-5c2a-4d7b-a1fd-d3671b5ce180.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2013-11-18

Reporting Person: Lehman Mark A. (Corporate Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-18 Common Stock A 1107 $0.00 Acquired 6926 Direct

Footnotes

F1: The amount beneficially owned includes unvested RSUs that will be settled in shares of the issuer's common stock at future service-based vesting dates. It also includes a total of 1,605 shares acquired through the Employee Stock Purchase Plan. The reporting person acquired 148 shares for the phase ended 8/31/2013.