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SURMODICS INC Director's Dealing 2012

Dec 14, 2012

32845_dirs_2012-12-14_110592b5-022a-44dc-8e2f-7a9d2185f81b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2012-12-12

Reporting Person: Stich Joseph J. (VP, Bus Ops & GM, IVD)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-12 Stock Option (Right to Buy) $20.37 A 13266 Acquired 2019-12-12 Common Stock (13266) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5783 Direct

Footnotes

F1: Includes a total of 1,783 shares acquired through the Employee Stock Purchase Plan for the phases ended 5/31/11, 8/31/11, 11/30/11, 2/29/12, 5/31/12, 8/31/12, and 11/30/12.

F2: Represents an annual stock option award granted pursuant to the issuer's executive compensation program.

F3: The award vests in four equal installments on each of the first four anniversaries of the December 12, 2012 grant date.