SunOpta Inc. — Director's Dealing 2021

Mar 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2021-03-11

Reporting Person: Ennen Joseph (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-11	Common Shares	M	297619	—	Acquired	1252406	Direct
2021-03-11	Common Shares	F	146429	$13.73	Disposed	1105977	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-11	Performance Stock Units	$	M	297619	Disposed		Common Shares (297619)	Direct

Footnotes

F1: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs.

F3: The Performance Stock Units partially vested upon the Company achieving annual adjusted EBITDA of $80,000,000.

F4: The Performance Stock Units do not have an expiration date.