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SunOpta Inc. Director's Dealing 2021

Jun 21, 2021

32477_dirs_2021-06-21_69c95ef7-5a1e-4f19-ab62-5b1d25f2bd15.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2021-06-16

Reporting Person: Barnett Jill (Chief Administrative Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-16 Common Shares M 22165 $3.27 Acquired 127066 Direct
2021-06-16 Common Shares F 5663 $12.80 Disposed 121403 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-16 Stock Option (Right to Buy) $3.27 M 22165 Disposed 2026-05-24 Common Shares (22165) Direct

Footnotes

F1: Includes 586 shares acquired under the STKL stock purchase plan in June 2021.

F2: The option representing a right to purchase a total of 22,165 shares, became exercisable in three equal annual installments beginning on May 24, 2017, which was the first anniversary of the date on which the option was granted.