SunOpta Inc. — Director's Dealing 2020

Mar 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2020-03-05

Reporting Person: Buick Mike (SVP and GM)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-05	Common Shares	M	2500	—	Acquired	61599	Direct
2020-03-05	Common Shares	F	898	$2.96	Disposed	60701	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-05	Restricted Stock Units	$	M	2500	Disposed		Common Shares (2500)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: Includes 2129 shares acquired under the STKL stock purchase plan in December 2019 and 3305 shares acquired under the STKL stock purchase plan in September 2019 and 1940 shares acquired under the STKL stock purchase plan in June 2019.

F3: The Restricted Stock Units do not have an expiration date.