SunOpta Inc. — Director's Dealing 2020

Apr 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2020-04-01

Reporting Person: Ennen Joseph (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-01	Common Shares	M	99206	—	Acquired	463206	Direct
2020-04-01	Common Shares	F	32711	$1.67	Disposed	430495	Direct
2020-04-01	Common Shares	M	71667	—	Acquired	502162	Direct
2020-04-01	Common Shares	F	23099	$1.67	Disposed	479063	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-01	Restricted Stock Units	$	M	71667	Disposed		Common Shares (71667)	Direct
2020-04-01	Restricted Stock Units	$	M	99206	Disposed		Common Shares (99206)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: On June 18, 2019 the reporting person was granted 215,000 restricted stock units, vesting in three equal annual installments beginning on April 1, 2020.

F3: The Restricted Stock Units do not have an expiration date.

F4: The reporting person was granted 297,619 restricted stock units, vesting in three equal annual installments beginning on April 1, 2020.