SunOpta Inc. — Director's Dealing 2020

Apr 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2020-04-12

Reporting Person: Buick Mike (SVP and GM)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-12	Common Shares	M	37689	—	Acquired	101167	Direct
2020-04-12	Common Shares	F	11194	$1.87	Disposed	89973	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-12	Performance Stock Units	$	M	37689	Disposed	2020-04-12	Common Shares (37689)	Direct

Footnotes

F1: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: Includes 2,777 shares acquired under the STKL stock purchase plan in March 2020.

F3: The Performance Stock Units partially vested on the exercisable date and those Performance Stock Units that did not vest were forfeited.