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SunOpta Inc. — Director's Dealing 2020
Apr 15, 2020
32477_dirs_2020-04-14_d80068a9-ef55-4ce7-9ab9-0e5669a2472c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2020-04-12
Reporting Person: Whitehair Chris (SVP Supply Chain)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-12 | Common Shares | M | 41457 | — | Acquired | 106402 | Direct |
| 2020-04-12 | Common Shares | F | 12313 | $1.87 | Disposed | 94089 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-12 | Performance Stock Units | $ | M | 41457 | Disposed | 2020-04-12 | Common Shares (41457) | Direct |
Footnotes
F1: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: The Performance Stock Units partially vested on the exercisable date and those Performance Stock Units that did not vest were forfeited.
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