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SunOpta Inc. Director's Dealing 2020

Apr 15, 2020

32477_dirs_2020-04-14_d80068a9-ef55-4ce7-9ab9-0e5669a2472c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2020-04-12

Reporting Person: Whitehair Chris (SVP Supply Chain)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-12 Common Shares M 41457 Acquired 106402 Direct
2020-04-12 Common Shares F 12313 $1.87 Disposed 94089 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-04-12 Performance Stock Units $ M 41457 Disposed 2020-04-12 Common Shares (41457) Direct

Footnotes

F1: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: The Performance Stock Units partially vested on the exercisable date and those Performance Stock Units that did not vest were forfeited.