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SunOpta Inc. Director's Dealing 2020

May 22, 2020

32477_dirs_2020-05-22_648367d8-c8c1-47ea-bb55-6e046a6807c5.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2020-05-19

Reporting Person: Engaged Capital Special Situation Fund, LP (See Footnote 1)

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 0 Direct

Footnotes

F1: Engaged Capital Special Situation Fund, LP ("Engaged Capital Special Situation") may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding common shares.

F2: Securities owned directly by Engaged Capital Special Situation. As the general partner and investment adviser of Engaged Capital Special Situation, Engaged Capital, LLC ("Engaged Capital") may be deemed to beneficially own the securities owned directly by Engaged Capital Special Situation. Engaged Capital Holdings, LLC ("Engaged Holdings"), as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Special Situation. Glenn W. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Special Situation.