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SunOpta Inc. — Director's Dealing 2019
May 30, 2019
32477_dirs_2019-05-29_5c22a8c5-c421-4e5a-b204-c3f9183690c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2019-05-24
Reporting Person: Gough Jeffrey (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-24 | Common Shares | M | 3962 | — | Acquired | 41518 | Direct |
| 2019-05-24 | Common Shares | F | 1423 | $4.23 | Disposed | 40095 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-24 | Restricted Stock Units | $ | M | 3962 | Disposed | Common Shares (3962) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: Includes 337 shares acquired under the STKL stock purchase plan in March 2019.
F3: On May 24, 2017 the reporting person was granted 11,884 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
F4: The Restricted Stock Units do not have an expiration date.
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