SunOpta Inc. — Director's Dealing 2019

Sep 26, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2019-09-16

Reporting Person: Reijn Barend (General Manager of CPG Fruit)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	31288	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$10.08	2025-05-12	Common Shares (5000)		Direct
Stock Option (Right to Buy)	$7.36	2023-05-07	Common Shares (800)		Direct
Stock Option (Right to Buy)	$11.30	2024-05-13	Common Shares (4000)		Direct
Stock Option (Right to Buy)	$3.27	2026-05-24	Common Shares (3333)		Direct
Stock Option (Right to Buy)	$9.50	2027-05-24	Common Shares (9465)		Direct
Stock Option (Right to Buy)	$9.50	2027-05-24	Common Shares (2586)		Direct
Performance Stock Units	$		Common Shares (13497)		Direct
Restricted Stock Units	$		Common Shares (3599)		Direct

Footnotes

F1: The Performance Stock Units do not have an expiration date.

F2: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.

F3: The Restricted Stock Units do not have an expiration date.

F4: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.