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SunOpta Inc. — Director's Dealing 2018
Feb 9, 2018
32477_dirs_2018-02-08_aaf19a31-6219-48af-890e-817a8921c61b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2018-02-06
Reporting Person: COLO DAVID (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-06 | Common Shares | M | 16667 | — | Acquired | 161667 | Direct |
| 2018-02-06 | Common Shares | F | 4879 | $6.90 | Disposed | 156788 | Direct |
| 2018-02-06 | Common Shares | M | 16667 | — | Acquired | 173455 | Direct |
| 2018-02-06 | Common Shares | F | 5225 | $6.90 | Disposed | 168230 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-06 | Restricted Stock Units | $ | M | 16667 | Disposed | Common Shares (16667) | Direct | |
| 2018-02-06 | Restricted Stock Units | $ | M | 16667 | Disposed | Common Shares (16667) | Direct |
Footnotes
F1: Restricted Stock Units convert into common shares on a one-for-one basis.
F2: On February 6, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
F3: On March 9, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018.
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