SunOpta Inc. — Director's Dealing 2018

Mar 29, 2018

SEC Form 3/A — Form 3/A

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2018-02-09

Reporting Person: Miketa George (Chief Customer Officer)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Shares (17500)		Direct
Non-Qualified Stock Option (Right to Buy)	$7.70	2027-11-28	Common Shares (20381)		Direct
Incentive Stock Option (Right to Buy)	$7.70	2027-11-28	Common Shares (12987)		Direct
Restricted Stock Units	$		Common Shares (14653)		Direct
Performance Share Units	$		Common Shares (73265)		Direct

Footnotes

F1: On November 1, 2017, the reporting person was granted 17,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2: This award has no expiration date. Units will either vest or be forfeit.

F3: These shares were omitted from the reporting person's original Form 3, and also were omitted from one Form 4 filed by the reporting person after his original Form 3 was filed.

F4: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F5: The grant cliff vests after 3 years on May 24, 2020.

F6: On November 28, 2017, the reporting person was granted 14,653 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F7: The Performance Stock Units will vest, if at all, on May 24, 2020 based upon meeting the following stock performance conditions for 20 consecutive trading days: one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $11.00, one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $14.00, and one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $18.00.

F8: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.