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SunOpta Inc. — Director's Dealing 2018
Mar 29, 2018
32477_dirs_2018-03-28_072a17cb-d4e6-41f3-87c5-e3f46bd58809.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2018-02-06
Reporting Person: Grant Rob (SVP, Supply Chain)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Shares (12261) | Direct | ||
| Non-Qualified Stock Option (Right to Buy) | $9.50 | 2027-05-24 | Common Shares (16842) | Direct | |
| Incentive Stock Option (Right to Buy) | $9.50 | 2027-05-24 | Common Shares (10526) | Direct | |
| Performance Share Units | $ | Common Shares (61304) | Direct |
Footnotes
F1: On May 24, 2017 the reporting person was granted 12,261 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
F2: This award has no expiration date. Units will either vest or be forfeit.
F3: These shares were omitted from the reporting person's original Form 3.
F4: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F5: The grant cliff vests after 3 years on May 24, 2020.
F6: The Performance Stock Units will vest, if at all, on May 24, 2020 based upon meeting the following stock performance conditions for 20 consecutive trading days: one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $11.00, one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $14.00, and one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $18.00.
F7: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.