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SunOpta Inc. — Director's Dealing 2018
May 16, 2018
32477_dirs_2018-05-15_4f42bc9e-3964-4530-a33f-dca07fb9fdce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2018-05-12
Reporting Person: HOUDE LOVAS KATRINA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-12 | Common Shares | M | 2976 | — | Acquired | 91221 | Direct |
| 2018-05-12 | Common Shares | S | 1047 | $7.15 | Disposed | 90174 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-12 | Restricted Stock Units | $ | M | 2976 | Disposed | Common Shares (2976) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: On May 12, 2015, the reporting person was granted 8,929 Restricted Stock Units vesting in three equal annual installments beginning on the first anniversary of the grant date.
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