SunOpta Inc. — Director's Dealing 2018

Oct 19, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2018-05-24

Reporting Person: SCHUSTER SUSANNE (VP Internal Audit)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-05-24	Common Shares	M	1703	—	Acquired	2149	Direct
2018-05-24	Common Shares	F	506	$7.70	Disposed	1643	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-05-24	Restricted Stock Units	$	M	1703	Disposed		Common Shares (1703)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: Includes 446 shares acquired under the STKL stock purchase plan in September 2018.

F3: On November 28, 2017 the reporting person was granted 5,109 Restricted Stock Units, vesting in three equal annual installments beginning on May 24, 2018.

F4: The Restricted Stock Units do not have an expiration date.