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SunOpta Inc. — Director's Dealing 2018
Oct 19, 2018
32477_dirs_2018-10-19_296ce74f-2d0e-4491-8bd8-e8525b3ccb2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2018-05-24
Reporting Person: Miketa George (Chief Customer Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-24 | Common Shares | M | 4884 | — | Acquired | 30384 | Direct |
| 2018-05-24 | Common Shares | F | 1495 | $7.70 | Disposed | 28889 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-24 | Restricted Stock Units | $ | M | 4884 | Disposed | Common Shares (4884) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: On November 28, 2017 the reporting person was granted 14,653 Restricted Stock Units, vesting in three equal annual installments beginning on May 24, 2018.
F3: The Restricted Stock Units do not have an expiration date.
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