SunOpta Inc. — Director's Dealing 2018

Nov 5, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2018-11-01

Reporting Person: Miketa George (Chief Customer Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-01	Common Shares	M	5833	—	Acquired	36989	Direct
2018-11-01	Common Shares	F	1785	$7.50	Disposed	35204	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-01	Restricted Stock Units	$	M	5833	Disposed		Common Shares (5833)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2: Includes 920 shares acquired under the STKL stock purchase plan in June 2018 and 1,347 shares acquired under the STKL stock purchase plan in September 2018.

F3: On November 1, 2017 the reporting person was granted 17,500 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4: This award has no expiration date. Units will either vest or be forfeited.