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SunOpta Inc. — Director's Dealing 2017
May 27, 2017
32477_dirs_2017-05-26_b2e9a012-3c0b-4ce6-8fe8-d700adc37f9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2017-05-24
Reporting Person: Gratzek James (SVP)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-24 | Restricted Stock Units | $ | A | 11318 | Acquired | common shares (11318) | Direct | |
| 2017-05-24 | Stock Options (right to buy) | $6.50 | A | 25263 | Acquired | 2027-05-24 | common shares (25263) | Direct |
| 2017-05-24 | Performance Stock Units | $ | A | 56588 | Acquired | common shares (56588) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: The Restricted Stock Units vest in three equal annual installments beginning on May 24, 2018.
F3: The Restricted Stock Units do not have an expiration date.
F4: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
F5: The Performance Stock Units will vest, if at all, on May 24, 2020 based upon meeting the following stock performance conditions for 20 consecutive trading days: one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $11.00, one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $14.00, and one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $18.00.
F6: The Performance Stock Units do not have an expiration date.