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SunOpta Inc. — Director's Dealing 2017
Sep 15, 2017
32477_dirs_2017-09-15_49ae042d-9f49-457a-87c5-3f3ff7e60215.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunOpta Inc. (STKL)
CIK: 0000351834
Period of Report: 2017-09-15
Reporting Person: McKeracher Robert (VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-15 | Common shares | M | 50000 | $5.05 | Acquired | 111084 | Direct |
| 2017-09-15 | Common shares | S | 36533 | $8.4063 | Disposed | 74551 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-15 | Stock Options (Right to Buy) | $5.05 | M | 50000 | Disposed | 2017-11-08 | Common shares (50000) | Direct |
Footnotes
F1: Includes 774 shares acquired under the STKL stock purchase plan in June 2017 and 835 shares acquired under the STKL stock purchase plan in September 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.325 to $8.50, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.