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SUNation Energy, Inc. — Director's Dealing 2021
Aug 5, 2021
35416_dirs_2021-08-04_04ea0d21-4e48-415e-9104-cc40c60210a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNICATIONS SYSTEMS INC (JCS)
CIK: 0000022701
Period of Report: 2021-08-02
Reporting Person: Webster Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-02 | Common Stock | M | 10000 | $4.34 | Acquired | 15000 | Direct |
| 2021-08-02 | Common Stock | F | 6069 | $7.15 | Disposed | 8931 | Direct |
| 2021-08-02 | Common Stock | M | 10000 | $3.95 | Acquired | 18931 | Direct |
| 2021-08-02 | Common Stock | F | 5524 | $7.15 | Disposed | 13407 | Direct |
| 2021-08-02 | Common Stock | M | 2500 | $2.55 | Acquired | 15907 | Direct |
| 2021-08-02 | Common Stock | F | 889 | $7.15 | Disposed | 15018 | Direct |
| 2021-08-02 | Common Stock | M | 12500 | $2.74 | Acquired | 27518 | Direct |
| 2021-08-02 | Common Stock | F | 4790 | $7.15 | Disposed | 22728 | Direct |
| 2021-08-02 | Common Stock | M | 10000 | $4.94 | Acquired | 32728 | Direct |
| 2021-08-02 | Common Stock | F | 6909 | $7.15 | Disposed | 25819 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-02 | Stock Option (Right-to-Buy) | $4.34 | M | 10000 | Disposed | 2024-05-24 | Common Stock (10000) | Direct |
| 2021-08-02 | Stock Option (Right-to-Buy) | $3.95 | M | 10000 | Disposed | 2025-05-23 | Common Stock (10000) | Direct |
| 2021-08-02 | Stock Option (Right-to-Buy) | $2.545 | M | 2500 | Disposed | 2025-12-12 | Common Stock (2500) | Direct |
| 2021-08-02 | Stock Option (Right-to-Buy) | $2.74 | M | 12500 | Disposed | 2026-05-22 | Common Stock (12500) | Direct |
| 2021-08-02 | Stock Option (Right-to-Buy) | $4.94 | M | 10000 | Disposed | 2027-06-17 | Common Stock (10000) | Direct |
Footnotes
F1: Option fully vested on May 24, 2018
F2: Option fully vested on May 23, 2019
F3: Option fully vested on May 22, 2019
F4: Option fully vested on May 22, 2020
F5: Option fully vested on June 17, 2021
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