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SUNation Energy, Inc. — Director's Dealing 2021
Aug 5, 2021
35416_dirs_2021-08-05_1a06cddd-66d0-49ba-99a2-8efdc2ceb0e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNICATIONS SYSTEMS INC (JCS)
CIK: 0000022701
Period of Report: 2021-08-02
Reporting Person: Kumar Anita (Director, President/CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-02 | Common Stock | M | 10493 | $5.39 | Acquired | 17886 | Direct |
| 2021-08-02 | Common Stock | F | 9071 | $7.15 | Disposed | 8815 | Direct |
| 2021-08-02 | Common Stock | M | 25000 | $4.45 | Acquired | 33815 | Direct |
| 2021-08-02 | Common Stock | F | 19805 | $7.15 | Disposed | 14010 | Direct |
| 2021-08-02 | Common Stock | M | 1992 | $7.15 | Acquired | 16002 | Direct |
| 2021-08-02 | Common Stock | F | 609 | $7.15 | Disposed | 15393 | Direct |
| 2021-08-02 | Common Stock | M | 4743 | $7.15 | Acquired | 20136 | Direct |
| 2021-08-02 | Common Stock | F | 1451 | $7.15 | Disposed | 18685 | Direct |
| 2021-08-02 | Common Stock | M | 5000 | $7.15 | Acquired | 23685 | Direct |
| 2021-08-02 | Common Stock | F | 1530 | $7.15 | Disposed | 22155 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-02 | Stock Option (Right-to-Buy) | $5.39 | M | 10493 | Disposed | 2027-05-06 | Common Stock (10493) | Direct |
| 2021-08-02 | Stock Option (Right-to-Buy) | $4.45 | M | 25000 | Disposed | 2027-06-06 | Common Stock (25000) | Direct |
| 2021-08-02 | Restricted Stock Units | $7.15 | M | 1992 | Disposed | 2026-03-28 | Common Stock (1992) | Direct |
| 2021-08-02 | Restricted Stock Units | $7.15 | M | 4743 | Disposed | 2027-05-08 | Common Stock (4743) | Direct |
| 2021-08-02 | Restricted Stock Units | $7.15 | M | 5000 | Disposed | 2027-05-06 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7331.3198 | Indirect |
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